Regulatory information

Regulatory status

Oak Bridge Capital Management, Inc. publishes its corporate and securities registration information in one place.

Corporate registration

FieldInformation
Legal entityOak Bridge Capital Management, Inc.
Parent organizationOak Bridge Holdings, Inc.
RegistrationOBC-2018-047291
JurisdictionDelaware, United States
IncorporationMarch 14, 2018
IndustryInvestment Management / Digital Wealth Technology / Financial Services

Securities registration

RegistrationReference
SEC File801-74219
IARD326184
CRD291847
Primary registrationRegistered Investment Adviser
MembershipsFINRA, SIPC

State registrations

New YorkCaliforniaIllinoisFloridaTexasMassachusettsWashington

Additional status

ItemStatus
NFA/CFTC registrationNot Applicable
Banking charterNone
FDIC statusNot Applicable