A direct equity-investing experience for supported U.S. listed securities, with research, order management, portfolio accounting, dividends, corporate actions, tax lots, and position analytics.
Customer capabilities
- Security discovery and research
- Market and limit orders where supported
- Buy and sell workflows
- Watchlists and price alerts
- Positions and cost basis
- Realized and unrealized gains/losses
- Dividend and corporate-action tracking
- Tax-lot history
- Portfolio allocation and performance
Customer flow
- Research security
- Review security details
- Select eligible account
- Validate trading permissions
- Enter and review order
- Submit order
- Receive provider execution state
- Update position and cash records
- Deliver confirmation and audit record
OakBridge One connections
- Markets
- Research
- Watchlists
- Trade
- Orders
- Positions
- Portfolio
- Tax
- Documents
- Alerts
Infrastructure
- Market-data provider
- Execution and routing provider
- Clearing and custody
- Corporate-action source
- Tax-lot accounting
- Compliance and audit services
Product boundaryAvailability, eligible securities, execution, custody, and customer permissions depend on Oak Bridge's verified registrations and external brokerage infrastructure.
Exchange-Traded Funds
ETFs
CataloguedA fund-investing experience with security research, holdings and allocation information, expense data, distributions, trading, portfolio accounting, and tax-lot tracking.
Customer capabilities
- ETF discovery
- Holdings and exposure information
- Expense-ratio information
- Buy and sell workflows
- Fractional ownership where supported
- Distributions and dividend tracking
- Historical performance views
- Risk and allocation analysis
- Watchlists and alerts
- Tax-lot tracking
Customer flow
- Discover fund
- Review strategy and exposure
- Check eligibility
- Review order
- Submit order
- Provider execution
- Position and cost-basis update
- Confirmation and reporting
OakBridge One connections
- Markets
- Research
- Portfolio
- Watchlists
- Trade
- Positions
- Tax
- Documents
Infrastructure
- Market-data provider
- Fund/security reference data
- Execution and clearing
- Corporate-action/distribution source
- Tax accounting
Product boundaryAvailable ETF universe, fractional support, execution, and related services depend on connected providers and verified product permissions.
Pooled Investments
Mutual Funds
StructuredA mutual-fund experience designed around fund discovery, fund research, NAV-based transaction workflows, distributions, documents, and long-term portfolio accounting.
Customer capabilities
- Fund and share-class discovery
- Investment-objective research
- Holdings and allocation information
- Expense information
- Purchase and redemption workflows
- NAV-based pricing
- Distribution history
- Prospectus and fund documents
- Performance and risk information
- Tax reporting support
Customer flow
- Search funds
- Review objective and costs
- Review account eligibility
- Submit purchase or redemption request
- Apply applicable fund cutoff and settlement rules
- Receive provider status
- Update holdings and transaction records
OakBridge One connections
- Research
- Markets
- Portfolio
- Orders
- Positions
- Documents
- Tax
Infrastructure
- Fund reference/NAV provider
- Fund transaction provider
- Clearing/custody
- Document source
- Tax and transaction accounting
Product boundaryFund availability, share classes, transaction cutoffs, fees, minimums, and settlement are provider- and product-specific and must be verified before launch.
Fixed Income
Bonds
StructuredA fixed-income research and investing experience built around maturity, coupon, yield, price, accrued interest, credit information, liquidity, and settlement characteristics.
Customer capabilities
- Bond discovery
- Maturity filtering
- Coupon and yield information
- Price and accrued-interest information
- Issuer and sector filtering
- Credit information where available
- Callable/puttable attributes where available
- Income tracking
- Position and maturity monitoring
- Fixed-income research
Customer flow
- Search and filter bonds
- Review security and terms
- Check account and product eligibility
- Review available pricing/inventory
- Submit order request
- Provider execution and settlement
- Record position and income
OakBridge One connections
- Markets
- Research
- Portfolio
- Trade
- Positions
- Cash
- Documents
- Tax
Infrastructure
- Fixed-income market data
- Bond inventory/pricing source
- Execution provider
- Clearing/custody
- Corporate-action and income processing
Product boundaryThe supported fixed-income universe, inventory, pricing, execution model, and customer eligibility depend on actual providers and verified permissions.
Listed Options
Options
StructuredA specialized options experience with options chains, contract research, eligibility controls, order validation, risk checks, execution, position management, and exercise/assignment processing where supported.
Customer capabilities
- Calls and puts
- Options chains
- Expiration and strike selection
- Bid/ask and volume data
- Open interest
- Greeks and implied-volatility data where available
- Single-leg strategies where supported
- Multi-leg strategies where approved
- Options positions
- Exercise and assignment processing where supported
Customer flow
- Request options access
- Complete required eligibility and risk review
- Review disclosures and agreements
- Receive permission state
- Select contract/strategy
- Validate buying power and risk
- Submit order
- Receive execution state
- Update options position and audit records
OakBridge One connections
- Research
- Markets
- Trade
- Orders
- Positions
- Risk
- Documents
- Notifications
Infrastructure
- Options market data
- Options execution/routing
- Clearing and custody
- Margin/risk engine where applicable
- Compliance and surveillance
Product boundaryOptions require account-level eligibility, disclosures, risk controls, and permissioning. Supported strategies and account types must be determined by Oak Bridge's verified regulatory and supervisory framework.
Fractional Investing
Fractional Shares
StructuredFractional investing lets customers invest a specified dollar amount rather than requiring a whole security unit, subject to security and provider eligibility.
Customer capabilities
- Dollar-based investing
- Fractional stock ownership
- Fractional ETF ownership where supported
- Recurring-investment integration
- Decimal quantities
- Dividend allocation
- Fractional cost basis and tax lots
- Corporate-action handling
- Fractional liquidation where supported
Customer flow
- Choose eligible security
- Enter dollar amount or fractional quantity
- Validate provider eligibility and available cash
- Submit fractional order
- Receive execution allocation
- Update decimal position and cost basis
- Record transaction
OakBridge One connections
- Stocks
- ETFs
- Recurring Investing
- Portfolio
- Positions
- Tax
- Cash
Infrastructure
- Fractional-capable execution provider
- Decimal position ledger
- Tax-lot accounting
- Corporate-action processing
- Cash and settlement systems
Product boundaryFractional availability and handling vary by security and provider. The interface must only expose fractional trading where the connected infrastructure supports it.
Automated Investing
Recurring Investing
StructuredCustomers can establish scheduled investment instructions, manage their schedules, and connect recurring purchases with eligible securities, fractional investing, and retirement contributions where supported.
Customer capabilities
- Weekly schedules
- Biweekly schedules
- Monthly schedules
- Dollar-based investing
- Security selection
- Funding-source selection
- Upcoming-investment view
- Pause, resume, edit, and cancel
- Investment history
- Failure and exception handling
Customer flow
- Choose account
- Choose eligible security
- Set amount and frequency
- Validate funding source
- Create schedule
- Generate investment instruction
- Execute through connected provider
- Update position and transaction records
- Notify customer
OakBridge One connections
- Stocks
- ETFs
- Fractional Shares
- Retirement Accounts
- Cash Management
- Portfolio
- Notifications
Infrastructure
- Scheduler/background jobs
- Funding system
- Execution provider
- Idempotency controls
- Holiday/market-calendar logic
- Notification service
- Audit logging
Product boundaryRecurring instructions must respect account restrictions, security eligibility, funding availability, market schedules, provider rules, and applicable disclosures.
Retirement
Retirement Accounts
StructuredA dedicated retirement-account layer for account opening, contributions, investing, beneficiaries, transfers or rollovers where supported, distributions, tax documents, and retirement reporting.
Customer capabilities
- Traditional IRA
- Roth IRA
- SEP IRA
- Account opening
- Contribution tracking
- Investment management
- Beneficiary management
- Transfer and rollover workflows where supported
- Distribution workflows
- Tax documents
- Statements and retirement reporting
Customer flow
- Select retirement account
- Collect eligibility and account information
- Complete identity/KYC requirements
- Review agreements and disclosures
- Open account
- Fund or transfer where supported
- Invest
- Track contributions and holdings
- Manage beneficiaries and documents
OakBridge One connections
- Stocks
- ETFs
- Mutual Funds
- Bonds
- Recurring Investing
- Portfolio
- Tax
- Documents
- Planning
Infrastructure
- Retirement account record system
- Tax reporting
- Document generation
- Custody/clearing
- Contribution and distribution rules engine
- Beneficiary records
Product boundaryRetirement-account eligibility, contribution limits, rollover rules, distributions, tax reporting, and disclosures must be implemented against verified applicable rules and providers.
Cash & Transfers
Cash Management
CataloguedA unified cash-management experience for balances, buying power, deposits, withdrawals, transfers, funding sources, transaction history, and security controls. Banking and deposit claims remain separate from Oak Bridge's investment platform unless independently verified.
Customer capabilities
- Cash balance
- Available and settled cash
- Buying power
- Deposits
- Withdrawals
- Transfers
- Bank linking where supported
- Transfer history
- Cash ledger
- Funding status
- Security alerts
- High-risk action controls
Customer flow
- Add or select funding source
- Authenticate and authorize
- Create transfer
- Validate account and risk controls
- Process through payment/bank provider
- Reconcile provider result
- Update cash ledger
- Notify customer
OakBridge One connections
- Portfolio
- Trade
- Orders
- Recurring Investing
- Retirement Accounts
- Transfers
- Documents
- Security
Infrastructure
- Bank/payment provider
- Cash ledger
- Transfer orchestration
- Fraud monitoring
- Reconciliation
- Idempotency
- Notifications
Product boundaryCash management must not be presented as banking, deposit insurance, or custody unless those services and protections are actually provided and verified.
Wealth Management
Advisory
StructuredAn advisory layer for investment objectives, risk profiling, portfolio construction, monitoring, planning, reporting, and human or automated advice where the relevant service is actually enabled.
Customer capabilities
- Investor profile
- Risk assessment
- Investment objectives
- Portfolio construction
- Allocation recommendations
- Rebalancing where authorized
- Portfolio monitoring
- Goal planning
- Retirement planning
- Portfolio reviews
- Human advisor relationship where offered
- Advisory reporting
Customer flow
- Collect investor profile
- Establish objectives and constraints
- Complete required disclosures and agreements
- Determine advisory service
- Construct or propose portfolio
- Implement where authorized
- Monitor
- Report
- Review and update
OakBridge One connections
- Portfolio
- Planning
- Research
- Retirement Accounts
- Recurring Investing
- Cash Management
- Documents
- Secure Messaging
Infrastructure
- Advisory account records
- Portfolio-management engine
- Planning engine
- Compliance/supervision
- Reporting
- Advisor workflow
- Audit trail
Product boundaryPersonalized advice, discretionary management, automated advice, human advice, fees, disclosures, and service eligibility must align with the verified advisory registration and applicable supervisory framework.